The Regulatory & Risk Leaders Convention is an exclusive retreat held at the prestigious Celtic Manor. We gather senior leaders from financial services specialising in regulatory compliance, risk management, and governance to tackle pressing challenges around evolving regulations, operational and conduct risks, compliance frameworks, and innovative risk mitigation strategies.
The convention convenes leading experts from global banks, asset and wealth management firms, insurance providers, crypto and gaming sectors, and major corporates. This cross-sector forum fosters an exchange of ideas centered on regulatory developments, risk management best practices, and compliance strategies to navigate the increasingly complex financial landscape.
CORE ELEMENTS
FORMAT OVERVIEW
The program blends keynote presentations and dedicated streams focusing on regulatory updates, operational and conduct risk, and compliance challenges in financial services. Practical case studies and interactive roundtables delve into emerging regulatory trends and risk mitigation frameworks. Expert panels provide strategic insights, while tailored 1-2-1 consultations offer hands-on exposure to the latest compliance technologies and risk management tools.
DEEP DISCUSSIONS
Beyond the formal agenda, the event creates a relaxed yet professional atmosphere for senior regulatory, risk, and compliance professionals to build meaningful cross-industry connections over drinks and a three-course dinner. The goal is to ignite collaborations, foster new alliances, and inspire innovative approaches that strengthen regulatory adherence and risk governance across the financial services sector.
We look forward to bringing together leaders and innovators from global financial services, asset management, insurance, crypto, payments, gaming, and beyond to address the most pressing challenges and emerging opportunities in regulatory compliance and risk management. Together, we will drive the evolution of regulatory standards and best practices that safeguard the integrity and resilience of financial services worldwide.